[RT] Caveat Emptor/Rosenthal clearong agent

[<jvc689@xxxxxxx>]

Dear Kate,

The CFTC, NFA and SEC have sites where they archive companies and people
they have disciplined and fined. They could be good for starters.

They also can provide the number of complaints that were made if any.

Sincerely,

John

> Hi,
>
> I was wondering if there was anyway to check the reputation of Rosenthal
>  Collins  clearing agent?
>
> Thank you,
>
> Kate
>
>
>
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