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Hi Zack,
The Australian equivalent to the USA SEC is the Australian Securities and
Investments Commission
or ASIC. Their website is at
www.asic.gov.au
The database of persons that are licenses under ASIC can be found at
http://www.search.asic.gov.au/pro.html
HTH
Rob Bianchi
r.bianchi@xxxxxxxxx
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Date: Fri, 6 Dec 2002 09:26:06 -0800
From: "EZT" <ezt9@xxxxxxxxxxx>
To: "O-List" <omega-list@xxxxxxxxxx>
Subject: off Topic-Australian RIAs
Message-ID: <001601c29d4c$8f9e8080$465dd642@xxxxxxxxxxxxxxxxxxx>
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charset="iso-8859-1"
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Anyone out there (or down there) know if Australia has an equivalent to the
US SEC or NASD that registers investment advisors and mutual funds ? Do they
have a web site ?
TIA
Zack
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