|
PureBytes Links
Trading Reference Links
|
Depends on what you're trading (I believe that futures are governed by
different rules than equities/bonds, etc.). If you're dealing with
equities/bonds, etc. - you have 2 possible levels of regulation -
federal and state. Check with the SEC for current federal registration
requirements - and your state authorities (and the authorities for the
states where the clients' accounts are located) for state requirements.
Robyn
Don C wrote:
> What are the rules on trading other people's accounts?
> (With their permission, of course.)
> Does one need to be registered or something?
>
> donc
|